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Corporate Services

AFS Investments offers investment advice for Sponsors and Participants of Qualified Profit Sharing and 401(k) Retirement Plans.  

With the help of AFS Investments and local Third Party Plan Administrators (TPAs), Sponsors (generally the business owners) start out by designing a Retirement Plan platform that fits their company’s specific needs.  Whether it be a Pooled Account Profit Sharing, a Self Directed 401(k) or a combination of the two, this is what sets the base for all future dealings in the Plan.  Once the base is set, and contributions are made to the Plan via Employee salary deferrals and/or company contributions, Participants can turn to AFS Investments for individual investment advice.

What is unique about the Plans assisted by AFS Investments, is that open architecture brokerage accounts are used for the custodianship of the assets.  Plan Sponsors and/or Plan Participants can create their own investment portfolios through the use of mutual funds, Exchange Traded Funds (ETFs), individual stocks, or corporate bonds. For those that like to “do it themselves” with the flexibility of using almost any type of security available, this is the perfect platform!  For those Sponsors and/or Participants that would rather leave the investment decisions to the experts, AFS Investments steps in and manages the account based on your pre-arranged parameters.

401(k) Profit Sharing Plans serviced by AFS Investments consist of three main areas:

Administration

  • Real time access to a local Plan Administrators which allows the sponsor (business owner) direct contact with the person responsible for designing, monitoring, and most importantly filing tax documents for the plan

Custodianship

  • Access to a financial institution that allows countless investment choices versus  standard 401(k) plans

Investment Decisions and Advice

  • Provides the sponsor and the participants (employees) actual investment advice that is specific to their needs
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Copyright 2020 Investment advisory services offered through Andrade Financial Services, Inc. doing business as AFS-Investments, a Registered Investment Adviser registered in the State of California.
Custody services and other brokerage services provided to clients of AFS-Investments are offered by Fidelity Brokerage Services LLC, Member NYSE/SIPC. Andrade Financial Services, Inc. (dba “AFS Investments”) is a state registered investment adviser located in Orangevale, California. AFS Investments is registered in the state of California and in compliance with the current registration requirements of the states in which AFS Investments maintains clients. AFS Investments may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. AFS Investments’ web site is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment related information, publications, and links. Accordingly, the publication ofAFS Investments’ web site on the Internet should not be construed by any consumer and/or prospective client as AFS Investments solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by AFS Investments with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. A copy of AFS Investments’ current written disclosure statement discussingAFS Investments’ business operations, services, and fees is available from AFS Investments upon written request.
AFS Investments does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked toAFS Investments’ web site or incorporated herein, and takes no responsibility therefore. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly. • [website design]